| All
content presented on the jafaentertainment.com network of websites concerning
DrDon's case, including: opinions; commentary; photos; videos; cartoons;
etc. are presented by JAFA in honor and support of DrDon.
The report (below) was initially
published in January 2005 on the Justice Department of Canada website on
this
page. It has since been removed, as the link demonstrates.
I have not been able to find it on any Gov. of Canada website. I
found it recently on InjusticeBusters.com
and I copied and pasted it here for public consumption as a public service
and in support of DrDon. ---JAFA
Tunnel
vision
FPT
HEADS OF PROSECUTIONS COMMITTEE
REPORT
OF THE WORKING GROUP ON THE PREVENTION OF MISCARRIAGES OF JUSTICE, January
2005
4.
TUNNEL VISION
I.
INTRODUCTION
Tunnel
vision has been defined as "the single minded and overly narrow focus on
an investigation or prosecutorial theory so as to unreasonably colour the
evaluation of information received and one's conduct in response to the
information."[114] Tunnel vision, and its perverse by-product "noble cause
corruption,"[115] are the antithesis of the proper roles of the police
and Crown Attorney. Yet tunnel vision has been identified as a leading
cause of wrongful convictions in Canada and elsewhere.
The
role of the Crown Attorney has received considerable judicial comment,
with frequent emphasis upon the inherent fairness that is integral to the
role. The most oft-quoted comment is from Boucher v. The Queen, where Rand
J. said:[116]
It
cannot be over-emphasized that the purpose of a criminal prosecution is
not to obtain a conviction, it is to lay before a jury what the Crown considers
to be credible evidence relevant to what is alleged to be a crime. Counsel
have a duty to see that all available legal proof of the facts is represented:
it should be done firmly and pressed to its legitimate strength but it
must also be done fairly. The role of the prosecutor excludes any notion
of winning or losing; his function is a matter of public duty than [sic]
which in civil life there can be none charged with greater personal responsibility.
It is to be efficiently performed with an ingrained sense of the dignity,
the seriousness and the justness of judicial proceedings.
Crown
Attorneys have enormous discretionary power, and the exercise of this discretion
must be characterized by fairness and impartiality. The conduct of Crown
Attorneys must be consistent with that expected of an Attorney General.
Respect for the differing roles of all parties in the criminal justice
system should be a hallmark of the Crown Attorney. Casting aside any perceived
goal of "winning," the role of the Crown Attorney is quasi-judicial in
nature. As stated in Regan v. The Queen (2002), 161 C.C.C. (3d) 97, " objectivity
and fairness is an ongoing responsibility of the Crown, at every stage
of the process." The Crown Attorney, however, is still expected to be a
strong and fearless advocate and hence assertive in putting forward the
case. This dichotomy requires a careful balance between advocacy and objectivity.
The prosecutor may adopt an adversarial role in the trial process, but
the prosecutor should not be a zealot. Within the context of tunnel vision,
the Crown Attorney must constantly strive to independently assess the police
investigation and the evidence against an accused.
Specific
factors that may contribute to Crown tunnel vision, and thus impair the
proper role of the Crown Attorney, include:
(1)
close identification with police and/or victim;
(2)
pressure by the media and/or special interest groups; and
(3)
isolation from other perspectives.[117]
Tunnel
vision must be guarded against vigilantly, as it is a trap that can capture
even the best police officer or prosecutor.
II.
CANADIAN COMMISSIONS OF INQUIRY
All
three Canadian inquiries into wrongful convictions have commented on the
perils of tunnel vision, and have made recommendations for police and Crown
education on the topic. The Marshall Inquiry emphasized the need for a
separation between police and Crown functions. The Sophonow Inquiry recommended
regular, mandatory training for police officers on tunnel vision. The Morin
Inquiry extended this recommendation to include Crown Attorneys.
a)
The Royal Commission into the Donald Marshall, Jr., Prosecution
The
Marshall Inquiry stated that "in addition to being accountable to the Attorney
General for the performance of their duties, Crown prosecutors are accountable
to the courts and the public. In that sense, the Crown prosecutor occupies
what has sometimes been characterized as a quasi-judicial office, a unique
position in our Anglo-Canadian legal tradition" (pp. 227-28). The Marshall
Inquiry emphasized that this role must remain distinct from (while still
cooperative with) that of the police (at p. 232):
We
recognize that cooperative and effective consultation between the police
and the Crown is also essential to the proper administration of justice.
But under our system, the policing function -- that of investigation and
law enforcement -- is distinct from the prosecuting function. We believe
the maintenance of a distinct line between these two functions is essential
to the proper administration of justice.
b)
The Inquiry Regarding Thomas Sophonow
Tunnel
vision
?
Tunnel vision is insidious. It can affect an officer or, indeed, anyone
involved in the administration of justice with sometimes tragic results.
It results in the officer becoming so focussed upon an individual or incident
that no other person or incident registers in the officer's thoughts. Thus,
tunnel vision can result in the elimination of other suspects who should
be investigated. Equally, events that could lead to other suspects are
eliminated from the officer's thinking. Anyone, police officer, counsel
or judge can become infected by this virus.
?
I recommend that attendance annually at a lecture or a course on this subject
be mandatory for all officers. The lecture or course should be updated
annually and an officer should be required to attend before or during the
first year that the officer works as a detective.
?
Courses or lectures that illustrate with examples and discuss this problem
should be compulsory for police officers and they would undoubtedly be
helpful for counsel and judges as well.
c)
The Commission on Proceedings Involving Guy Paul Morin
Recommendation
74 - Education respecting tunnel vision
One
component of educational programming for police and Crown counsel should
be the identification and avoidance of tunnel vision. In this context,
tunnel vision means the single minded and overly narrow focus on a particular
investigative or prosecutorial theory, so as to unreasonably colour the
evaluation of information received and one's conduct in response to that
information.
Recommendation
92 - Structure of police investigation
Investigating
officers should not attain an elevated standing in an investigation through
acquiring or pursuing the "best" suspect or lead. This promotes competition
between investigative teams for the best lead, results in tunnel vision
and isolates teams of officers from each other.
III.
MACFARLANE PAPER
In
his paper, Bruce MacFarlane Q.C. noted that public outrage in high profile
cases can translate into intense pressure on the police to arrest and on
prosecutors to convict, with speed becoming the overriding factor. He explained
how this can contribute to tunnel vision, at p. 40:
Tunnel
vision sometimes sets in. The investigative team focuses prematurely, resulting
in the arrest and prosecution of a suspect against whom there is some evidence,
while other leads and potential lines of investigation go unexplored. It
is now clear that that is precisely what occurred in the cases of Morin
and Sophonow.
MacFarlane
emphasized that raising awareness of the existence of tunnel vision is
critical. He recommended that seminars for police and prosecutors should
be held, allowing for frank discussion of tunnel vision and stated that
police should continue to pursue all reasonable lines of enquiry even where
a viable suspect has been identified.
IV.
PRACTICES CURRENTLY IN PLACE TO PREVENT TUNNEL VISION
Current
Educational Efforts
?
Education for Crowns on the role of the Crown and tunnel vision has been
provided in a number of provinces. For instance, Crown training occurred
in Newfoundland after the release of the Morin Inquiry, and again in 2003.
Ontario hosted joint Crown, defence, police and forensic scientist conferences
in the fall of 1998 to deal with the recommendations of the Morin Inquiry,
and provided new Assistant Crown Attorney training in 1999 and 2000. In
2002, Manitoba hosted a post-Sophonow Inquiry conference with participation
from defence, the Crown, and the judiciary.
?
Several specialized courses, which incorporate and study some of the individual
causes of wrongful conviction, are being conducted by police services and
police academies. For instance, the major case management and general investigation
courses include education on tunnel vision.
Crown
Initiatives
?
Crown policies on the role of the Crown have been issued in a number of
provinces.
V.
RECOMMENDATIONS
While
the provision of lectures on the topic of tunnel vision are important,
they are not the sole answer to its prevention. The best protection against
tunnel vision is a constant and acute awareness of the role of the Crown
Attorney, and the relationship of the Crown and police to each other and
to other participants in the justice system.
The
separation of police and Crown roles is a well-established principle of
our criminal justice system. This separation has led to cultural differences
that should be recognized by both groups. Mutual independence of Crowns
and police is key to the prevention of tunnel vision, as it creates a system
of institutional checks and balances. It is important to recognize, however,
that different provinces have implemented this principle in various ways,
and that varying nuances and complexities exist in the relationships between
Crowns and police in different jurisdictions.
For
instance, generally the role of the Crown at the pre-charge stage is advisory
in nature, and not directive. In some jurisdictions, however, police require
pre-charge approval from the Crown. Even in jurisdictions where Crown pre-charge
approval is not required, there may, by necessity, be Crown involvement
prior to the charge being laid. One example would be a case involving wiretaps.
In Regan v. The Queen (2002), 161 C.C.C. (3d) 97, the Supreme Court of
Canada accepted the necessity of pre-charge involvement in certain circumstances.
The Court concluded that objectivity is not necessarily compromised by
pre-charge involvement. However, a distinction should be drawn between
pre-charge advice and advising the police on the grounds to lay a charge.
It is in this latter situation that the spectre of tunnel vision usually
arises.
With
the possible exception of mega-cases,[118] it is recommended that all jurisdictions
consider adopting a "best practice" of having a different Crown Attorney
prosecute the case than the Crown Attorney who provided the charging advice.
This recommendation, however, must take into account the realities of some
prosecution services, where there may be a single prosecutor for a large
geographic area. In some communities there may be only one Crown Attorney
who handles many "routine" matters and is the sole contact with the local
police. This can lead to close identification between the Crown and police,
and hence a reluctance to disagree. In such situations, second opinions
and supervision by senior/regional Crown counsel should always be available.
There should be clear identification of the roles and accountabilities
within the prosecution service, including the hierarchy of responsibility.
In jurisdictions without pre-charge screening, it is further recommended
that there be a speedy review of the charge so as to identify any problems
at an early stage.
Consultations
or case reviews may occur before, during, or after a prosecution. While
these consultations may not be appropriate for every case, or even for
every serious case, they can be used in situations where counsel are facing
difficult, unique or unusual circumstances. Counsel with carriage of the
case should be encouraged to review the case with other senior counsel
to discuss legal, practical and advocacy strategies. Often cases require
a method of problem solving and this case consultation mechanism can be
used either as a preventative measure while the case is ongoing, or as
a lessons learned session after the case is over. This consultation process
is used by other professional groups, such as doctors, and is recognized
as an effective tool.
After
a charge is laid, the Crown has independent control over the charge and
has the sole authority to proceed with the prosecution or withdraw the
charge. Early consultation between prosecutors and police should be encouraged.
It is important that police training emphasize this separate function of
the Crown, so that in appropriate cases, the Crown Attorney may feel unhindered
in deciding not to proceed any further with a charge. It is easy to envision
situations where fear of criticism or unfavourable comparisons with other
prosecutors could hamper the Crown Attorney from discharging his or her
duties. This emphasis upon the separate function of Crowns and police also
encourages Crowns to be open to theories that may be different from those
initially put forward by the investigator. Crown counsel must always act
as a challenge function to police officers and must bring critical eyes
to bear on the evidence presented to them. They must always be prepared
to consider alternate theories and explanations for such things as post-arrest
conduct. While prosecutors and police officers must work together closely
and co-operatively, the different responsibilities and the different standards
they must apply should not be impaired.
A Crown
Attorney must also be wary of decisions being influenced by media coverage
or by negative responses by victims. The role of the Crown is often misunderstood
by victims and the general public. The Crown Attorney's role as a quasi-judicial
officer includes a duty to both the accused and the Court. It is therefore
incumbent upon the Crown to foster respect for both the Court and the rights
of the accused. Even when the role of the Crown is understood, decisions
based upon sound legal analysis may be unpopular. It is therefore important
that the workplace culture of prosecutors emphasize the role of the Crown
Attorney, and that there be policies in place that support that role. Prosecutors
must be wary of being caught up in the enthusiasm of the investigators.
Workplace environments should encourage questions and consultations between
individual Crown Attorneys. An openness to alternate views, including those
held by defence counsel, is reflective of the independence of the Crown
Attorney.
VI.
SUMMARY OF RECOMMENDATIONS
The
following practices should be considered to assist in deterring tunnel
vision:
1.
Crown policies on the role of the Crown should emphasize the quasi-judicial
role of the prosecution and the danger of adopting the views and/or enthusiasm
of others. Policies should also stress that Crowns should remain open to
alternate theories put forward by defence counsel and other parties.
2.
All jurisdictions should consider adopting a "best practice," where feasible
given geographic realities, of having a different Crown Attorney prosecute
the case than the Crown Attorney who advised that there were grounds to
lay the charge. Different considerations might apply with mega-cases.
3.
In jurisdictions without pre-charge screening, charges should be scrutinized
by Crowns as soon as practicable.
4.
Second opinions and case review should be available in all areas.
5.
There should be internal checks and balances through supervision by senior
staff in all areas with roles and accountabilities clearly defined and
a lead Crown on a particular case clearly identified.
6.
Crown offices should encourage a workplace culture that does not discourage
questions, consultations, and consideration of a defence perspective by
Crown Attorneys.
7.
Crowns and police should respect their mutual independence, while fostering
cooperation and early consultation to ensure their common goal of achieving
justice.
8.
Regular training for Crowns and police on the dangers and prevention of
tunnel vision should be implemented. Training for Crown Attorneys should
include a component dealing with the role of the police, and training for
police should include a component dealing with the role of the Crown.
Critical
to the success of any of these recommendations is the provision of resources
to allow Crown Attorneys and police to fulfill their roles. Financial,
as well as non-financial resources, will be necessary to encourage changes
in organizational attitudes, practices and culture.
Above
all it must be remembered that tunnel vision is not unique to a particular
situation, province or indeed country.[119] As stated by Justice Cory in
the Sophonow Inquiry, "tunnel vision is insidious."[120] It can thrive
in any environment and thus there must be constant vigilance.
[114]
Morin Inquiry (Recommendation 74).
[115]
Sometimes referred to as "process corruption," noble cause corruption includes
situations where a wrongful conviction is knowingly obtained under falsehoods
or improper procedures because the police and/or prosecutor believe the
accused to be guilty.
[116]
(1955) S.C.R. 16 at 24.
[117]
Loss of objectivity due to overexposure to particular crimes is arguably
another factor.
[118]
Mega-cases raise unique issues and may need to be exempt from this approach.
Care must still be taken to avoid tunnel vision in such cases.
[119]
See, for example, discussion and reports in the United Kingdom relating
to "The Guilford Four" and "The Birmingham Six" and in Australia to the
Chamberlain case.
[120]
Sophonow Inquiry,p. 37.
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